Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Ray Zweifel | 3205933 | 1 | 08/20/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jason R Nazzaro | 1916030 | 4 | 08/19/2020 | Customer Dispute | Denied | $600,000.00 | $0.00 | See FINRA Report |
| Herbert C White | 3125223 | 7 | 08/10/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Grant Eric Tolman | 3243061 | 1 | 07/31/2020 | Customer Dispute | Denied | $13,620.90 | $0.00 | See FINRA Report |
| Robert Leon Young | 2601897 | 1 | 07/31/2020 | Customer Dispute | Denied | $7,919.53 | $0.00 | See FINRA Report |
| Matthew Christopher Martin | 6312876 | 1 | 07/27/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Louis Martin Wargo | 1416101 | 6 | 07/17/2020 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |
| Donavon David Wagner | 1193946 | 1 | 07/14/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Les Leroy Barber | 1256348 | 5 | 07/07/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| William George Cummings | 2034474 | 1 | 06/29/2020 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |