Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Greg Anthony Hanson | 1836397 | 2 | 03/10/2021 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Helen Lehmann Thornton | 2451298 | 1 | 02/10/2021 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Audrey Starr Flamio | 3031183 | 3 | 02/04/2021 | Customer Dispute | Denied | $38,000.00 | $0.00 | See FINRA Report |
| Sean Kristin McCabe | 4684817 | 1 | 01/07/2021 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Randy Scott Schneider | 2436259 | 10 | 01/05/2021 | Customer Dispute | Denied | $27,360.30 | $0.00 | See FINRA Report |
| Les Leroy Barber | 1256348 | 5 | 12/30/2020 | Customer Dispute | Denied | $237,000.00 | $0.00 | See FINRA Report |
| Jeffrey A Thorup | 2163249 | 1 | 12/29/2020 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Gerald Paul Gillespie | 1769990 | 3 | 12/10/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alfred Peter Czerniewski | 1675035 | 5 | 11/03/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ryan Timothy Hitchcock | 5908547 | 1 | 09/14/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |