Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leonard Lee Nelson | 1336235 | 1 | 07/18/2023 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |
| Christopher Allen Rhyne | 4524132 | 1 | 07/18/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael Patrick Cross | 3025772 | 3 | 07/14/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jerome Thomas Kusey | 3043373 | 1 | 07/11/2023 | Customer Dispute | Pending | $6,816.00 | $0.00 | See FINRA Report |
| Ryan Albert Beck | 2582002 | 1 | 07/06/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Frederick Joseph Azzurro | 5388567 | 1 | 06/27/2023 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| B. David Goldstein | 1718066 | 9 | 06/26/2023 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Griffin Woods Barash | 5155858 | 1 | 06/20/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Frank Chiodi | 3189448 | 1 | 06/08/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Francis Zimmer | 2362447 | 1 | 06/05/2023 | Customer Dispute | Closed-No Action | $408,242.00 | $0.00 | See FINRA Report |