Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Ardavast Kudarauskas | 2070671 | 4 | 11/21/2023 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| Jack W Yvars | 6377111 | 2 | 11/20/2023 | Customer Dispute | Pending | $104,624.00 | $0.00 | See FINRA Report |
| Jason Michael Lavigne | 4499856 | 1 | 11/20/2023 | Customer Dispute | Pending | $203,000.00 | $0.00 | See FINRA Report |
| Ryan Patrick Cosner | 4599362 | 1 | 11/20/2023 | Customer Dispute | Pending | $46,000.00 | $0.00 | See FINRA Report |
| Mark Joseph Stanley | 6626725 | 2 | 11/15/2023 | Customer Dispute | Settled | $165,466.00 | $0.00 | See FINRA Report |
| Rodney David Potratz | 2367896 | 3 | 11/12/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Patrick Reidy | 1844160 | 2 | 11/10/2023 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Norman Todd Coates | 2453725 | 1 | 11/09/2023 | Customer Dispute | Pending | $125,000.00 | $0.00 | See FINRA Report |
| Brian Campion Stern | 3137402 | 1 | 11/03/2023 | Customer Dispute | Pending | $845,000.00 | $0.00 | See FINRA Report |
| William Joseph Schweitzer | 1549389 | 2 | 10/29/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |