Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Reginald Jackson | 1188872 | 1 | 12/06/1985 | Customer Dispute | Settled | $27,000.00 | $0.00 | See FINRA Report |
| Michael Brent Hanson | 1832012 | 3 | 09/12/1985 | Customer Dispute | Denied | $90,000.00 | $0.00 | See FINRA Report |
| Paul Lewis Corley | 54277 | 1 | 07/18/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Francis Newsholme | 1182756 | 5 | 01/16/1984 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donald Eugene Newsholme | 1182213 | 1 | 10/18/1983 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |