Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Daniel McDermott | 2483480 | 2 | 02/16/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Lucille Mae Cueller | 3089802 | 2 | 02/14/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Thomas Joseph Barbaccia | 2905623 | 3 | 01/23/2024 | Customer Dispute | Pending | $44,000.00 | $0.00 | See FINRA Report |
| Eric Wilford Bond | 2979826 | 2 | 01/22/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Michael Matteoni | 4177784 | 1 | 01/11/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Ryan Matthew Beishuizen | 4884554 | 1 | 01/09/2024 | Customer Dispute | Denied | $43,000.00 | $0.00 | See FINRA Report |
| Jonna Doris Keller | 1983864 | 2 | 01/08/2024 | Customer Dispute | Pending | $300,000.00 | $0.00 | See FINRA Report |
| Steven Douglas Voshall | 2018694 | 1 | 12/28/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gary Francis Thomas | 1202504 | 2 | 12/26/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Brandon Singer | 5587899 | 1 | 12/21/2023 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |