Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Marvin Schultz | 4163450 | 1 | 06/17/2024 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Rodney Lee Boelter | 3199789 | 4 | 06/13/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Vince Lagatta | 3098611 | 3 | 06/05/2024 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Mark Madden | 7111913 | 1 | 05/21/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Timothy Dunn McConnell | 1996005 | 1 | 05/02/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Robert Morris Friedman | 807233 | 5 | 04/26/2024 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey Jon Buchanan | 4083514 | 1 | 04/14/2024 | Customer Dispute | Pending | $189,897.00 | $0.00 | See FINRA Report |
| Corey Dale Heimensen | 3191528 | 1 | 04/10/2024 | Customer Dispute | Pending | $15,000.00 | $0.00 | See FINRA Report |
| Karen Marie Emma | 4051573 | 3 | 04/04/2024 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| B. David Goldstein | 1718066 | 9 | 04/03/2024 | Customer Dispute | Pending | $230,000.00 | $0.00 | See FINRA Report |