Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Michael Collins | 1670675 | 3 | 10/11/2021 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Alan Duane Douglass | 1619835 | 7 | 09/27/2021 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Robert William Kasten | 1009160 | 6 | 09/08/2021 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Chana Kay Beene | 1689899 | 1 | 09/08/2021 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Paul Joseph Fitzpatrick | 4284819 | 1 | 08/31/2021 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Craig Allen Hauger | 1004746 | 2 | 08/26/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Max Theisen Larsen | 1406283 | 3 | 08/24/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Jeffery M Sorensen | 1623946 | 3 | 08/24/2021 | Customer Dispute | Settled | $436,200.00 | $0.00 | See FINRA Report |
| Dennis Fred Baker | 2180472 | 2 | 08/18/2021 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Donald James McAbier | 2045461 | 1 | 07/27/2021 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |