Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Adam Harris | 3105227 | 1 | 01/13/2022 | Customer Dispute | Denied | $20,288.00 | $0.00 | See FINRA Report |
| Thomas Joseph Bartlett | 2783720 | 1 | 01/07/2022 | Customer Dispute | Denied | $7,228.25 | $0.00 | See FINRA Report |
| James Patrick Flaherty | 1445547 | 1 | 01/06/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Stanley Cash Cunningham | 1832632 | 1 | 01/05/2022 | Customer Dispute | Withdrawn | $5,000.00 | $0.00 | See FINRA Report |
| Jack Lewis Jones | 2539111 | 4 | 11/22/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Michael Glenn Griffin | 3185169 | 2 | 11/19/2021 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Randall Leigh Raymond | 1041994 | 2 | 11/10/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Dustin Keith Ward | 4686912 | 2 | 10/27/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Dustin Keith Ward | 4686912 | 2 | 10/18/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Michael Gene Callahan | 1564821 | 1 | 10/12/2021 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |