Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory T Charlebois | 4837996 | 1 | 07/13/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Anthony Craig Couch | 3098111 | 1 | 07/11/2022 | Customer Dispute | Settled | $64,080.00 | $0.00 | See FINRA Report |
| Betsy Lou Whipple | 2703262 | 7 | 07/07/2022 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Linda Ann Ventura | 4701268 | 2 | 07/07/2022 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Michael Angelo Dispirito | 2916894 | 3 | 06/28/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ryan Thomas Fleming | 4378425 | 3 | 06/23/2022 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Mark Joseph Vamvaketis | 2444211 | 2 | 06/21/2022 | Customer Dispute | Denied | $42,647.90 | $0.00 | See FINRA Report |
| Alan Duane Douglass | 1619835 | 7 | 05/26/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Alan Duane Douglass | 1619835 | 7 | 05/16/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Thomas L Tousignant | 5137431 | 2 | 05/13/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |