Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| J Graydon Coghlan | 2281065 | 3 | 03/02/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Thomas Arthur Endersbe | 1407028 | 3 | 02/28/2023 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Jason Wright | 5601821 | 1 | 02/17/2023 | Customer Dispute | Settled | $10,316.40 | $0.00 | See FINRA Report |
| Jeffery M Sorensen | 1623946 | 3 | 02/03/2023 | Customer Dispute | Settled | $190,000.00 | $0.00 | See FINRA Report |
| Matthew John Boehm | 4418029 | 1 | 01/31/2023 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Mark Alan Mappa | 1874503 | 3 | 01/30/2023 | Customer Dispute | Settled | $100,001.00 | $0.00 | See FINRA Report |
| Donald Raymond Savaglia | 3106269 | 2 | 01/17/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| April Marie Wilson | 4515321 | 2 | 01/17/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Steven Charles Enders | 1067700 | 5 | 01/11/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Shawn Matchett | 2607666 | 1 | 01/09/2023 | Customer Dispute | Settled | $8,416.94 | $0.00 | See FINRA Report |