Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| B. David Goldstein | 1718066 | 9 | 04/14/2023 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Joseph Steven Altobelli | 3259077 | 1 | 04/11/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Ronald Lane Martin | 2200217 | 1 | 04/08/2023 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Theodore Thomas Balthazor | 2845163 | 2 | 03/31/2023 | Customer Dispute | Denied | $28,000.00 | $0.00 | See FINRA Report |
| Thomas John Stroyne | 1897335 | 1 | 03/30/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael Lloyd Gustafson | 2202450 | 1 | 03/21/2023 | Customer Dispute | Pending | $120,000.00 | $0.00 | See FINRA Report |
| Kent Edward Bowman | 1244354 | 8 | 03/18/2023 | Customer Dispute | Denied | $5,596.00 | $0.00 | See FINRA Report |
| Benjamin K Person | 5338509 | 1 | 03/14/2023 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Matthew E Loverine | 4840492 | 2 | 03/11/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Taylor Cade Hoskins | 6277263 | 2 | 03/11/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |