Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Charles Bartler | 5195669 | 1 | 04/17/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Craig Hollis Forbes | 3272806 | 1 | 03/21/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cynthia Susan Pelosi | 3060831 | 2 | 12/02/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan David Cox | 4414355 | 1 | 07/11/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Mitchell Koszut | 4683795 | 1 | 03/29/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Corwin Eugene Davidson | 6196479 | 1 | 03/27/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Michael Campbell | 4490306 | 1 | 03/10/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Louis Romero Barragan | 4601594 | 1 | 10/14/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Derek Levi Cate | 5629880 | 1 | 10/09/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Scott Brandenburg | 1000539 | 11 | 07/29/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |