Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Danielle Lee Ott | 6225441 | 1 | 02/26/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Darin Philip Glanzer | 3086816 | 1 | 01/28/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph John Geneva | 6297296 | 1 | 07/26/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Patrick Brennan | 6135449 | 1 | 03/30/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Maynard Azose | 6101122 | 1 | 02/27/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Xavier Borbor | 7143245 | 1 | 11/10/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Leonard Jake Odegaard | 7258982 | 1 | 09/24/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Alan Sharp | 2425181 | 2 | 07/14/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alfonso J Cumplido | 5844854 | 2 | 01/29/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Vance Kampstra | 5645590 | 1 | 10/08/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |