Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Anthony Eno | 1209077 | 4 | 03/17/1968 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Valerie Kendrick | 1579360 | 2 | 11/17/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Valerie Kendrick | 1579360 | 2 | 06/09/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Mastrosimone | 1056565 | 3 | 05/13/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Phillip Mascari | 1029796 | 1 | 06/12/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frank Cedric Davis | 62007 | 2 | 02/20/1965 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Patrick Gilbert | 2210111 | 1 | 10/09/1962 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Louis Peterson | 1847964 | 1 | 05/03/1962 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |