Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Mastrosimone | 1056565 | 3 | 05/03/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Arthur Dell Eggman | 3159634 | 2 | 04/01/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Larry Wayne Shippee | 2172754 | 1 | 12/13/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Curtis Lavel Beulah | 2634898 | 5 | 11/19/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Harold Higgins | 1125244 | 1 | 10/01/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Beverly Bartholomew | 1932936 | 2 | 07/23/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Michael Soraci | 1139164 | 1 | 06/01/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Harold Mellinger | 2202344 | 1 | 04/22/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Louis Hudson | 2130594 | 1 | 04/02/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Anthony Eno | 1209077 | 4 | 11/15/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |