Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dallas Wade Fagen | 7275110 | 1 | 11/28/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Benjamin Edward Campau | 6921073 | 1 | 08/06/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Martinez | 5787568 | 2 | 06/19/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Francis Franzago | 5206647 | 2 | 06/18/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Derek Lloyd Neubauer | 7280223 | 1 | 08/27/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Anthony Louis Esposito | 6819406 | 1 | 04/14/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Zachary William Johnson | 7121623 | 1 | 04/09/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Robert Page | 1638729 | 7 | 11/04/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Scott Knigge | 2666186 | 2 | 10/24/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Hottel Chapin | 4483479 | 1 | 02/26/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |