Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kirk Dennis Haefner | 2703774 | 1 | 03/01/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Gerard Walsh | 2352646 | 2 | 10/14/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Deborah Ann Samuelson | 3219541 | 1 | 08/10/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Gerrod Corcoran | 2257091 | 1 | 08/03/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sibyl Steverson Slade | 6346963 | 1 | 05/22/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Jay Brackin | 2747263 | 1 | 04/19/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Patrick Fitzgerald | 1754938 | 3 | 03/24/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Henry Chitwood | 2083895 | 3 | 03/17/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Raymond Elwood Torrance | 4005837 | 1 | 03/04/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edgar Michael Pelfrey | 2858963 | 1 | 02/01/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |