Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Scott Knigge | 2666186 | 2 | 10/09/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stuart Halley Armstrong | 1444870 | 1 | 07/20/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Quinton Woeppel | 5316574 | 2 | 06/17/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Charles Keating | 4083432 | 2 | 05/19/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rebecca Jane Mikel | 4269892 | 1 | 03/10/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Antoine R Harris | 7154263 | 1 | 02/02/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Edward Guard | 1055460 | 4 | 10/20/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Allen Lee Kishbaugh | 1928535 | 1 | 07/01/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brenda Lea Ferry | 4301728 | 1 | 12/10/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Arnold Mandt | 5932367 | 3 | 11/25/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |