Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Lee Martin | 4693015 | 2 | 07/22/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph M Matrise | 5887412 | 1 | 02/26/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kimberly A Cavaliere | 4607964 | 1 | 01/04/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Todd Allen Werling | 2816649 | 1 | 11/04/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bryan Smith | 3220092 | 1 | 10/12/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bronson Elmo Hindman | 4685865 | 1 | 08/27/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin John Hedstrom | 4386667 | 1 | 04/28/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Davey Owens | 1324633 | 5 | 04/12/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Andrew Lyons | 2888969 | 1 | 12/03/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Adrien Brule | 1146079 | 8 | 11/05/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |