Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Bernard Owens | 1212382 | 1 | 08/21/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Derek Norman Skains | 1661408 | 2 | 07/08/2009 | Customer Dispute | Closed-No Action | $65,561.10 | $0.00 | See FINRA Report |
| Peter Michael Shurow | 3157457 | 1 | 07/06/2009 | Customer Dispute | Closed-No Action | $36,868.00 | $0.00 | See FINRA Report |
| Richard Patrick Kiesel | 4418699 | 2 | 06/30/2009 | Customer Dispute | Closed-No Action | $6,713.00 | $0.00 | See FINRA Report |
| Robert Joel Berrin | 1047871 | 3 | 04/27/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Nancy Jane Hite | 2287556 | 2 | 04/13/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Harris Sears | 2205917 | 4 | 04/13/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jason Clayton Franklin | 2488762 | 2 | 03/02/2009 | Customer Dispute | Closed-No Action | $247,000.00 | $0.00 | See FINRA Report |
| Jonathan Todd Pace | 1729537 | 2 | 02/26/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gary Fecarotta | 4074226 | 4 | 02/10/2009 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |