Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Martin Kosmicki | 2093885 | 3 | 11/03/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Luana Mobley Corral | 2074285 | 1 | 01/05/2015 | Customer Dispute | Closed-No Action | $21,471.20 | $0.00 | See FINRA Report |
| Mark Edward Morash | 2156085 | 1 | 12/01/2014 | Customer Dispute | Closed-No Action | $8,923.36 | $0.00 | See FINRA Report |
| Dennis Patrick Lehman | 2019289 | 3 | 09/18/2014 | Customer Dispute | Closed-No Action | $150,000.00 | $0.00 | See FINRA Report |
| Arik N Cohen-Lewe | 5665162 | 1 | 07/11/2014 | Customer Dispute | Closed-No Action | $43,340.00 | $0.00 | See FINRA Report |
| Don Freeman Kizer | 2799052 | 1 | 04/25/2014 | Customer Dispute | Closed-No Action | $111,000.00 | $0.00 | See FINRA Report |
| Donald Lynn Hilburn | 2734017 | 1 | 04/25/2014 | Customer Dispute | Closed-No Action | $111,000.00 | $0.00 | See FINRA Report |
| Robert Floyd Binn | 21697 | 2 | 04/15/2014 | Customer Dispute | Closed-No Action | $46,270.60 | $0.00 | See FINRA Report |
| Carl Anthony Moore | 1212274 | 3 | 12/11/2013 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Noel Robert Dulac | 2650458 | 2 | 11/13/2013 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |