Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Francis J Labelle | 2141981 | 1 | 02/01/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Jay Rosenberg | 1125246 | 1 | 09/29/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Nicholas Paul Mamula | 2201525 | 3 | 09/02/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |