Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert William Taylor | 2596525 | 1 | 03/29/2000 | Customer Dispute | Closed-No Action | $9,000.00 | $0.00 | See FINRA Report |
| William Walter Zurek | 1022050 | 1 | 01/31/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Harold Duane Pope | 1051135 | 2 | 01/28/2000 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Harold Duane Pope | 1051135 | 2 | 01/28/2000 | Customer Dispute | Closed-No Action | $18,420.00 | $0.00 | See FINRA Report |
| Carl David Thill | 819936 | 1 | 09/24/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Pablo Rene Zalduendo | 1196913 | 4 | 06/08/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Max Theisen Larsen | 1406283 | 3 | 02/01/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Michael Kover | 1854836 | 1 | 11/30/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Keith Gregg Ellen | 1918119 | 7 | 06/28/1998 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| David Andrew Knierim | 2821017 | 2 | 04/17/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |