Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Leroy Myhre | 1649894 | 1 | 03/29/2001 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Richard Dale Robinette | 2184931 | 2 | 03/27/2001 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Dee S Walker | 1004635 | 3 | 03/14/2001 | Customer Dispute | Closed-No Action | $120,000.00 | $0.00 | See FINRA Report |
| Charles R Green | 1491989 | 1 | 12/01/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| George Thomas May | 853979 | 3 | 10/12/2000 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Edward Mitchell Gardner | 1067519 | 2 | 08/16/2000 | Customer Dispute | Closed-No Action | $103,328.00 | $0.00 | See FINRA Report |
| Frederick Jon Metzger | 1031641 | 1 | 08/10/2000 | Customer Dispute | Closed-No Action | $80,974.20 | $0.00 | See FINRA Report |
| Rebecca Jeannette Stevens | 1653885 | 1 | 07/12/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Edward Mitchell Gardner | 1067519 | 2 | 05/29/2000 | Customer Dispute | Closed-No Action | $31,933.80 | $0.00 | See FINRA Report |
| Brian D Yaiser | 1258534 | 3 | 04/24/2000 | Customer Dispute | Closed-No Action | $65,000.00 | $0.00 | See FINRA Report |