Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marc J Minkoff | 1672824 | 2 | 05/03/2002 | Customer Dispute | Closed-No Action | $250,000.00 | $0.00 | See FINRA Report |
| Bernard Ross Michaud | 2209466 | 3 | 04/03/2002 | Customer Dispute | Closed-No Action | $1,000,000.00 | $0.00 | See FINRA Report |
| Cesar Hugo Lopez | 2265364 | 7 | 03/13/2002 | Customer Dispute | Closed-No Action | $35,000.00 | $0.00 | See FINRA Report |
| Ronald Scott Palastro | 1001553 | 1 | 12/03/2001 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Carl Martin Fellhauer | 719579 | 2 | 11/12/2001 | Customer Dispute | Closed-No Action | $8,049.99 | $0.00 | See FINRA Report |
| Arthur Robert Weiss | 1089283 | 5 | 11/01/2001 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Darren Mitchell Brennan | 2729234 | 4 | 09/17/2001 | Customer Dispute | Closed-No Action | $16,000.00 | $0.00 | See FINRA Report |
| Vincent Gerard Ackley | 1173688 | 1 | 08/21/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Christopher Todd Benoit | 1583587 | 3 | 04/05/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mario Kai Ming Yim | 2565839 | 2 | 04/02/2001 | Customer Dispute | Closed-No Action | $150,000.00 | $0.00 | See FINRA Report |