Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Allen Melrose | 2167248 | 7 | 08/18/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Tiana Fowler Ronstadt | 2117017 | 2 | 08/09/2004 | Customer Dispute | Closed-No Action | $23,000.00 | $0.00 | See FINRA Report |
| David William Marrazzo | 1713924 | 1 | 07/19/2004 | Customer Dispute | Closed-No Action | $159,494.00 | $0.00 | See FINRA Report |
| Robert Frank Dwyer | 2283295 | 12 | 06/17/2004 | Customer Dispute | Closed-No Action | $249,580.00 | $0.00 | See FINRA Report |
| Edwin Joseph Klein | 1055513 | 2 | 05/03/2004 | Customer Dispute | Closed-No Action | $150,000.00 | $0.00 | See FINRA Report |
| Edwin Joseph Klein | 1055513 | 2 | 04/20/2004 | Customer Dispute | Closed-No Action | $132,573.00 | $0.00 | See FINRA Report |
| Robert P Coletta | 1923707 | 1 | 03/23/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Terry Craig Sandvold | 1571926 | 17 | 02/26/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Pablo Rene Zalduendo | 1196913 | 4 | 02/23/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Conrad Earl Pearson | 1068155 | 3 | 02/03/2004 | Customer Dispute | Closed-No Action | $95,000.00 | $0.00 | See FINRA Report |