Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Edward Camferdam | 1402345 | 28 | 01/07/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Camferdam | 1402345 | 28 | 12/07/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Camferdam | 1402345 | 28 | 11/30/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Thomas J Goodson | 1332233 | 2 | 11/29/2007 | Customer Dispute | Closed-No Action | $10,669.00 | $0.00 | See FINRA Report |
| Jonathan Michael Bryant | 4484343 | 1 | 11/12/2007 | Customer Dispute | Closed-No Action | $6,000.00 | $0.00 | See FINRA Report |
| Jim McNair Stewart | 436305 | 1 | 10/01/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ronald Duane Coate | 1445295 | 1 | 09/04/2007 | Customer Dispute | Closed-No Action | $36,679.00 | $0.00 | See FINRA Report |
| Wira Darma Tjakra | 2394633 | 1 | 08/16/2007 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Rick Dana Boynton | 2347252 | 3 | 08/09/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Rick Dana Boynton | 2347252 | 3 | 07/26/2007 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |