Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adriel John Gaines | 2933961 | 9 | 01/26/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mark Christopher Liebelt | 1164152 | 3 | 01/21/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Cynthia Nowicki Moore | 2463528 | 1 | 11/19/2008 | Customer Dispute | Closed-No Action | $5,800.00 | $0.00 | See FINRA Report |
| James Douglas Silver | 423961 | 1 | 11/05/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Eleanor Ruth Dean | 808453 | 1 | 11/03/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Todd Thomas Turowski | 2895520 | 4 | 10/21/2008 | Customer Dispute | Closed-No Action | $30,852.40 | $0.00 | See FINRA Report |
| William Edward Galvin | 2036913 | 1 | 10/20/2008 | Customer Dispute | Closed-No Action | $9,879.00 | $0.00 | See FINRA Report |
| Robert Floyd Binn | 21697 | 2 | 10/19/2008 | Customer Dispute | Closed-No Action | $14,935.20 | $0.00 | See FINRA Report |
| Bradley Jay Schlang | 2755909 | 9 | 10/06/2008 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Jerry Clayton Sanders | 2175226 | 1 | 09/12/2008 | Customer Dispute | Closed-No Action | $89,000.00 | $0.00 | See FINRA Report |