Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kent Edward Bowman | 1244354 | 8 | 11/01/1990 | Customer Dispute | Award / Judgment | $125,000.00 | $36,837.50 | See FINRA Report |
| Robert Steven Gold | 1384170 | 3 | 05/19/1990 | Customer Dispute | Award / Judgment | $6,000.00 | $1,789.00 | See FINRA Report |
| John Sidney Roberts | 1084544 | 1 | 05/01/1990 | Customer Dispute | Award / Judgment | $25,637.10 | $146,518.00 | See FINRA Report |
| Jeffrey Joseph Arburn | 1475817 | 2 | 02/16/1988 | Customer Dispute | Award / Judgment | $28,000.00 | $15,591.30 | See FINRA Report |
| Jay Thomas Stainsby | 716959 | 4 | 11/30/-0001 | Customer Dispute | Award / Judgment | $0.00 | $12,000.00 | See FINRA Report |
| Jay Thomas Stainsby | 716959 | 4 | 11/30/-0001 | Customer Dispute | Award / Judgment | $0.00 | $15,000.00 | See FINRA Report |
| Jay Thomas Stainsby | 716959 | 4 | 11/30/-0001 | Customer Dispute | Award / Judgment | $0.00 | $22,000.00 | See FINRA Report |
| Jay Thomas Stainsby | 716959 | 4 | 11/30/-0001 | Customer Dispute | Award / Judgment | $0.00 | $25,000.00 | See FINRA Report |