Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Allen Melrose | 2167248 | 7 | 08/30/2005 | Customer Dispute | Award / Judgment | $210,310.00 | $106,500.00 | See FINRA Report |
| Peter Even Dahlstrom | 1661656 | 2 | 08/23/2005 | Customer Dispute | Award / Judgment | $3,000,000.00 | $2,186,190.00 | See FINRA Report |
| John Wales Busey | 2584688 | 1 | 11/01/2004 | Customer Dispute | Award / Judgment | $46,000.00 | $5,000.00 | See FINRA Report |
| Michael Sackstein | 2179447 | 2 | 01/22/2004 | Customer Dispute | Award / Judgment | $75,000.00 | $1.00 | See FINRA Report |
| Thomas Francis Nee | 2049953 | 1 | 10/08/2003 | Customer Dispute | Award / Judgment | $733,700.00 | $206,562.00 | See FINRA Report |
| Angeli Aguila Forster | 1240168 | 2 | 06/19/2003 | Customer Dispute | Award / Judgment | $250,000.00 | $138,000.00 | See FINRA Report |
| Arlon Ray Enmeier | 1000999 | 4 | 03/24/2003 | Customer Dispute | Award / Judgment | $0.00 | $400,000.00 | See FINRA Report |
| Mario Kai Ming Yim | 2565839 | 2 | 03/05/2003 | Customer Dispute | Award / Judgment | $110,000.00 | $44,000.00 | See FINRA Report |
| Brian Paul Connor | 2602637 | 4 | 02/04/2003 | Customer Dispute | Award / Judgment | $11,874.00 | $11,448.00 | See FINRA Report |
| James Alan Hawryliak | 1123833 | 3 | 11/18/2002 | Customer Dispute | Award / Judgment | $148,000.00 | $148,000.00 | See FINRA Report |