Our Staff has compiled our research into a database of FINRA Broker Disclosures for Royal Alliance Associates, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Andrew Schmidt | 2703069 | 2 | 03/27/2014 | Customer Dispute | Award / Judgment | $660,000.00 | $0.00 | See FINRA Report |
| Michael Anthony Ganci | 2020090 | 1 | 02/12/2014 | Customer Dispute | Award / Judgment | $13,269.00 | $8,225.00 | See FINRA Report |
| Douglas Miles Mock | 1304366 | 1 | 12/18/2013 | Customer Dispute | Award / Judgment | $30,000.00 | $0.00 | See FINRA Report |
| Monica Salaiz Narvaez | 1790398 | 1 | 02/28/2013 | Customer Dispute | Award / Judgment | $14,837.40 | $100.00 | See FINRA Report |
| Bradley Jay Schlang | 2755909 | 9 | 09/24/2012 | Customer Dispute | Award / Judgment | $3,818,000.00 | $1,028,320.00 | See FINRA Report |
| Joshua David Swayne | 4296721 | 3 | 01/14/2011 | Customer Dispute | Award / Judgment | $3,285,790.00 | $1,862,960.00 | See FINRA Report |
| Paul Leo Stanley | 433640 | 3 | 06/14/2010 | Customer Dispute | Award / Judgment | $1,000,000.00 | $200,000.00 | See FINRA Report |
| Eric Wilford Bond | 2979826 | 2 | 02/16/2010 | Customer Dispute | Award / Judgment | $4,720.00 | $4,720.00 | See FINRA Report |
| Michael Edward Camferdam | 1402345 | 28 | 06/02/2009 | Customer Dispute | Award / Judgment | $572,540.00 | $0.00 | See FINRA Report |
| Eric Thomas Glod | 1819840 | 1 | 03/30/2009 | Customer Dispute | Award / Judgment | $0.00 | $802.49 | See FINRA Report |