Our Staff has compiled our research into a database of FINRA Broker Disclosures for BNY Mellon Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Vincent Volpe | 5459475 | 1 | 10/17/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Craig David Wakefield | 2957545 | 2 | 04/15/2003 | Customer Dispute | Denied | $10,713.00 | $0.00 | See FINRA Report |
| Michael John Murphy | 4426728 | 1 | 03/11/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sean O'Neil Robnett | 2296288 | 2 | 07/24/2000 | Customer Dispute | Settled | $26,000.00 | $0.00 | See FINRA Report |
| Marleen Achong | 2290483 | 1 | 11/05/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Volpe | 2190327 | 1 | 11/16/1995 | Customer Dispute | Settled | $274,425.00 | $0.00 | See FINRA Report |
| Michael John Holden | 1718126 | 1 | 06/03/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Kirvan Watson | 1092717 | 1 | 02/06/1990 | Customer Dispute | Settled | $89,000.00 | $0.00 | See FINRA Report |