Our Staff has compiled our research into a database of FINRA Broker Disclosures for Securities Capital Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Angelo Jones | 1861768 | 3 | 05/15/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Angelo Jones | 1861768 | 3 | 05/31/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Angelo Jones | 1861768 | 3 | 02/13/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Juanita Smith Jones | 2139658 | 1 | 02/13/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Antonio Carter | 2723422 | 1 | 02/13/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |