Our Staff has compiled our research into a database of FINRA Broker Disclosures for Ingalls & Snyder, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Reed Simmons | 839098 | 1 | 06/08/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Livingston Gipson | 868795 | 1 | 05/07/2019 | Customer Dispute | Settled | $550,000.00 | $0.00 | See FINRA Report |
| Thomas Oneil Boucher | 730430 | 1 | 02/04/2017 | Customer Dispute | Settled | $260,000.00 | $0.00 | See FINRA Report |
| Bernard Selz | 418681 | 1 | 08/09/1999 | Customer Dispute | Settled | $71,550.00 | $0.00 | See FINRA Report |
| Robert Anthony Case | 1367765 | 1 | 05/04/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bruce Aldo Molinaroli | 337774 | 1 | 05/23/1973 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |