Our Staff has compiled our research into a database of FINRA Broker Disclosures for Penrod Financial Group. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Francis Amsberry | 2917504 | 1 | 03/09/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Ray Penrod | 833918 | 2 | 03/09/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Becky Lou Penrod | 1088598 | 1 | 02/22/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Ray Penrod | 833918 | 2 | 02/12/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |