Our Staff has compiled our research into a database of FINRA Broker Disclosures for National Bank of Canada Financial Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Louis P Papailias | 5068054 | 1 | 12/19/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Naveen Jugdeo | 5245931 | 1 | 03/01/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |