Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rene H Perez | 4367286 | 1 | 08/08/2006 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| William Shawn Woodward | 1271400 | 2 | 05/23/2006 | Customer Dispute | Closed-No Action | $122,000.00 | $0.00 | See FINRA Report |
| Robert Glenwood Gilliland | 2690091 | 2 | 04/07/2006 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Richard Reyle | 2308785 | 3 | 09/07/2005 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Samuel Perkins Degennaro | 2563654 | 2 | 08/12/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bruce Wayne Gaylord | 1221971 | 2 | 03/03/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jared Thorne | 5180565 | 1 | 11/04/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Luigi Edward Mancusi | 2193040 | 7 | 09/25/2002 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| John Claybourn Frakes | 2045294 | 3 | 09/17/2002 | Customer Dispute | Denied | $51,995.00 | $0.00 | See FINRA Report |
| John Claybourn Frakes | 2045294 | 3 | 09/03/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |