Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luigi Edward Mancusi | 2193040 | 7 | 10/13/2009 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Glen David Strauss | 1230745 | 2 | 08/12/2009 | Customer Dispute | Award / Judgment | $1,670,000.00 | $0.00 | See FINRA Report |
| Daniel Ventura | 5995397 | 1 | 04/22/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| George B Georgiades | 1624125 | 1 | 03/23/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Louis Goldfader | 2109261 | 1 | 03/09/2009 | Customer Dispute | Denied | $6,700.00 | $0.00 | See FINRA Report |
| James Martin Rohmann | 1236036 | 2 | 02/03/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Charles Meline | 3220612 | 2 | 12/24/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Reyle | 2308785 | 3 | 12/02/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gerald G Spitzer | 2257827 | 2 | 12/02/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Darren Craig Hill | 2988601 | 1 | 11/24/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |