Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Crystal Jamieson | 5109246 | 3 | 01/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Cody Miller | 2937577 | 3 | 11/19/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Crystal Jamieson | 5109246 | 3 | 09/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luigi Edward Mancusi | 2193040 | 7 | 07/29/2015 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Javier Ordorica | 5552046 | 1 | 06/09/2015 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| John Cody Miller | 2937577 | 3 | 04/10/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Shane T Fox | 6002983 | 1 | 08/10/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Luigi Edward Mancusi | 2193040 | 7 | 07/18/2013 | Customer Dispute | Settled | $322,000.00 | $0.00 | See FINRA Report |
| Richard Reyle | 2308785 | 3 | 12/04/2012 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Gerald G Spitzer | 2257827 | 2 | 12/04/2012 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |