Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Mercer | 2270311 | 3 | 12/06/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andrew Joseph Leblanc | 2607117 | 6 | 02/16/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Joseph Leblanc | 2607117 | 6 | 10/28/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Randall Lee Bliss | 1311866 | 1 | 08/05/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Crystal Jamieson | 5109246 | 3 | 10/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luigi Edward Mancusi | 2193040 | 7 | 09/19/2019 | Customer Dispute | Closed-No Action | $90,000.00 | $0.00 | See FINRA Report |
| Johnathan Rankin | 5149316 | 3 | 09/18/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Philip Edgar Noble | 1157304 | 2 | 11/15/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Luis Antonio Fuentes | 215410 | 3 | 10/23/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Luis Antonio Fuentes | 215410 | 3 | 10/10/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |