Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mike Barry | 1907944 | 1 | 11/17/1999 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Robert Glenwood Gilliland | 2690091 | 2 | 11/10/1999 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Glen David Strauss | 1230745 | 2 | 10/13/1993 | Customer Dispute | Award / Judgment | $72,000.00 | $18,500.00 | See FINRA Report |
| Joel Randy Freedman | 1260557 | 3 | 05/08/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |