Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Shawn Woodward | 1271400 | 2 | 07/17/2002 | Customer Dispute | Settled | $119,477.00 | $0.00 | See FINRA Report |
| James Martin Rohmann | 1236036 | 2 | 04/09/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bruce Wayne Gaylord | 1221971 | 2 | 06/28/2000 | Customer Dispute | Settled | $95,090.20 | $0.00 | See FINRA Report |
| Mike Barry | 1907944 | 1 | 11/17/1999 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Robert Glenwood Gilliland | 2690091 | 2 | 11/10/1999 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |