Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lorena Guerrero | 4132388 | 1 | 03/05/2012 | Customer Dispute | Settled | $24,228.10 | $0.00 | See FINRA Report |
| Terry Jerome Heinrichs | 1980656 | 2 | 11/28/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Melissa Yue | 5207324 | 1 | 07/11/2011 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Brooke Taylor Weaver | 4214107 | 1 | 01/04/2010 | Customer Dispute | Settled | $77,685.10 | $0.00 | See FINRA Report |
| Luigi Edward Mancusi | 2193040 | 7 | 10/13/2009 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Matthew Charles Meline | 3220612 | 2 | 12/24/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael J Mittman | 3098677 | 1 | 11/10/2008 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| John Cody Miller | 2937577 | 3 | 09/12/2007 | Customer Dispute | Settled | $14,884.00 | $0.00 | See FINRA Report |
| William Jeffrey Brown | 5140855 | 1 | 07/16/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Luigi Edward Mancusi | 2193040 | 7 | 09/25/2002 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |