Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Antonia Maria La Rocca | 2664713 | 2 | 05/05/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Antonia Maria La Rocca | 2664713 | 2 | 05/05/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Charles Meline | 3220612 | 2 | 12/07/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John David Monroe | 2145151 | 2 | 09/15/2006 | Customer Dispute | Denied | $8,123.00 | $0.00 | See FINRA Report |
| Rene H Perez | 4367286 | 1 | 08/08/2006 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Robert Glenwood Gilliland | 2690091 | 2 | 04/07/2006 | Customer Dispute | Denied | $400,000.00 | $0.00 | See FINRA Report |
| Richard Reyle | 2308785 | 3 | 09/07/2005 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Samuel Perkins Degennaro | 2563654 | 2 | 08/12/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Claybourn Frakes | 2045294 | 3 | 09/17/2002 | Customer Dispute | Denied | $51,995.00 | $0.00 | See FINRA Report |
| John Claybourn Frakes | 2045294 | 3 | 09/03/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |