Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Johnathan Rankin | 5149316 | 3 | 01/21/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Javier Ordorica | 5552046 | 1 | 06/09/2015 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Dustin P Cali | 5721168 | 3 | 07/08/2012 | Customer Dispute | Denied | $22,600.40 | $0.00 | See FINRA Report |
| Andrew Joseph Leblanc | 2607117 | 6 | 11/30/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George B Georgiades | 1624125 | 1 | 03/23/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Louis Goldfader | 2109261 | 1 | 03/09/2009 | Customer Dispute | Denied | $6,700.00 | $0.00 | See FINRA Report |
| James Martin Rohmann | 1236036 | 2 | 02/03/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Reyle | 2308785 | 3 | 12/02/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gerald G Spitzer | 2257827 | 2 | 12/02/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Darren Craig Hill | 2988601 | 1 | 11/24/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |