Our Staff has compiled our research into a database of FINRA Broker Disclosures for Banyan Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Edward Neff | 345627 | 1 | 05/14/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Linden Berta | 1055660 | 1 | 11/13/1996 | Customer Dispute | Settled | $61,000.00 | $0.00 | See FINRA Report |
| James William Newman | 716395 | 2 | 08/08/1996 | Customer Dispute | Settled | $109,245.00 | $0.00 | See FINRA Report |
| James William Newman | 716395 | 2 | 02/13/1991 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |