Our Staff has compiled our research into a database of FINRA Broker Disclosures for JMP Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jorge Rafael Solares-Parkhurst | 2899780 | 1 | 06/13/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Joseph Paskalides | 1883360 | 1 | 02/22/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Silvan Can Tuerkcan | 6610138 | 1 | 08/13/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Wesley Alexander | 6334549 | 1 | 07/01/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brian J Baker | 7127958 | 1 | 03/11/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael D Jones | 7415444 | 1 | 10/19/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Richard McClelland | 2546641 | 1 | 04/01/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gillian Leigh Marcott | 4809595 | 1 | 08/12/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Charles Frankel | 2471815 | 1 | 10/07/1998 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Andres Zayas | 5577105 | 1 | 07/01/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |