Our Staff has compiled our research into a database of FINRA Broker Disclosures for JMP Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Silvan Can Tuerkcan | 6610138 | 1 | 08/13/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Richard McClelland | 2546641 | 1 | 04/01/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Santhosh Patrick Chandra | 3097672 | 1 | 05/21/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Charles Frankel | 2471815 | 1 | 10/07/1998 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Jerral T Bell | 5064236 | 2 | 05/19/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jerral T Bell | 5064236 | 2 | 01/21/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |