Our Staff has compiled our research into a database of FINRA Broker Disclosures for Diversified Securities, Incorporated. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Mary Louise Hall | 1177824 | 2 | 02/20/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Mary Louise Hall | 1177824 | 2 | 03/15/2006 | Customer Dispute | Closed-No Action | $85,000.00 | $0.00 | See FINRA Report |
Kevin Joseph Conway | 1333996 | 1 | 11/24/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |