Our Staff has compiled our research into a database of FINRA Broker Disclosures for Multi-Bank Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Victor Anderson | 2223777 | 1 | 05/13/2008 | Customer Dispute | Closed-No Action | $2,500,000.00 | $0.00 | See FINRA Report |
| Charles Merrill Kipp | 2311866 | 3 | 01/19/2006 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |
| Paul Victor Anderson | 5390 | 6 | 02/11/2004 | Customer Dispute | Settled | $198,892.00 | $0.00 | See FINRA Report |
| Charles Merrill Kipp | 2311866 | 3 | 06/13/2003 | Customer Dispute | Pending | $12,000.00 | $0.00 | See FINRA Report |
| Charles Merrill Kipp | 2311866 | 3 | 04/28/2003 | Customer Dispute | Settled | $53,000.00 | $0.00 | See FINRA Report |
| Paul Victor Anderson | 5390 | 6 | 05/02/2002 | Customer Dispute | Settled | $338,555.00 | $0.00 | See FINRA Report |
| Michael Victor Degeeter | 1272834 | 3 | 04/18/2000 | Customer Dispute | Settled | $85,000.00 | $0.00 | See FINRA Report |
| Michael Victor Degeeter | 1272834 | 3 | 03/28/1988 | Customer Dispute | Award / Judgment | $34,000.00 | $0.00 | See FINRA Report |